Abstract: Despite the “paperless office” ideal that started in the decade of the seventies, businesses still strive against an increasing amount of paper documentation. Companies still receive huge amounts of paper documentation that need to be analyzed and processed, mostly in a manual way. A solution for this task consists in, first, automatically scanning the incoming documents. Then, document images can be analyzed and information can be extracted from the data. Documents can also be automatically dispatched to the appropriate workflows, used to retrieve similar documents in the dataset to transfer information, etc.
Due to the nature of this “digital mailroom”, we need document representation methods to be general, i.e., able to cope with very different types of documents. We need the methods to be sound, i.e., able to cope with unexpected types of documents, noise, etc. And, we need to methods to be scalable, i.e., able to cope with thousands or millions of documents that need to be processed, stored, and consulted. Unfortunately, current techniques of document representation, classification and retrieval are not apt for this digital mailroom framework, since they do not fulfill some or all of these requirements.
Through this thesis we focus on the problem of document representation aimed at classification and retrieval tasks under this digital mailroom framework. We first propose a novel document representation based on runlength histograms, and extend it to cope with more complex documents such as multiple-page documents, or documents that contain more sources of information such as extracted OCR text. Then we focus on the scalability requirements and propose a novel binarization method which we dubbed PCAE, as well as two general asymmetric distances between binary embeddings that can significantly improve the retrieval results at a minimal extra computational cost. Finally, we note the importance of supervised learning when performing large-scale retrieval, and study several approaches that can significantly boost the results at no extra cost at query time.

Abstract: This note introduces a visual attention model of text localization in real-world scenes. The core of the model built upon the proto-object concept is discussed. It is shown how such dynamic mid-level representation of the scene can be derived in the framework of an action-perception loop engaging salience, text information value computation, and eye guidance mechanisms.
Preliminary results that compare model generated scanpaths with those eye-tracked from human subjects are presented.

Abstract: In this paper we argue that a key-region detector designed to take into account the special characteristics of document images can result in the detection of less and more meaningful key-regions. We propose a fast key-region detector able to capture aspects of the structural information of the document, and demonstrate its efficiency by comparing against standard detectors in an administrative document retrieval scenario. We show that using the proposed detector results to a smaller number of detected key-regions and higher performance without any drop in speed compared to standard state of the art detectors.

Abstract: Facing high error rates and slow recognition speed for full text transcription of unconstrained handwriting images, keyword spotting is a promising alternative to locate specific search terms within scanned document images. We have previously proposed a learning-based method for keyword spotting using character hidden Markov models that showed a high performance when compared with traditional template image matching. In the lexicon-free approach pursued, only the text appearance was taken into account for recognition. In this paper, we integrate character n-gram language models into the spotting system in order to provide an additional language context. On the modern IAM database as well as the historical George Washington database, we demonstrate that character language models significantly improve the spotting performance.

Abstract: The automatic transcription of unconstrained continuous handwritten text requires well trained recognition systems. The semi-supervised paradigm introduces the concept of not only using labeled data but also unlabeled data in the learning process. Unlabeled data can be gathered at little or not cost. Hence it has the potential to reduce the need for labeling training data, a tedious and costly process. Given a weak initial recognizer trained on labeled data, self-training can be used to recognize unlabeled data and add words that were recognized with high confidence to the training set for re-training. This process is not trivial and requires great care as far as selecting the elements that are to be added to the training set is concerned. In this paper, we propose to use a bidirectional long short-term memory neural network handwritten recognition system for keyword spotting in order to select new elements. A set of experiments shows the high potential of self-training for bootstrapping handwriting recognition systems, both for modern and historical handwritings, and demonstrate the benefits of using keyword spotting over previously published self-training schemes.