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Ali Furkan Biten, Ruben Tito, Lluis Gomez, Ernest Valveny and Dimosthenis Karatzas. 2022. OCR-IDL: OCR Annotations for Industry Document Library Dataset. ECCV Workshop on Text in Everything.
Abstract: Pretraining has proven successful in Document Intelligence tasks where deluge of documents are used to pretrain the models only later to be finetuned on downstream tasks. One of the problems of the pretraining approaches is the inconsistent usage of pretraining data with different OCR engines leading to incomparable results between models. In other words, it is not obvious whether the performance gain is coming from diverse usage of amount of data and distinct OCR engines or from the proposed models. To remedy the problem, we make public the OCR annotations for IDL documents using commercial OCR engine given their superior performance over open source OCR models. The contributed dataset (OCR-IDL) has an estimated monetary value over 20K US$. It is our hope that OCR-IDL can be a starting point for future works on Document Intelligence. All of our data and its collection process with the annotations can be found in this https URL.
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Ruben Tito, Dimosthenis Karatzas and Ernest Valveny. 2023. Hierarchical multimodal transformers for Multi-Page DocVQA. PR, 144, 109834.
Abstract: Document Visual Question Answering (DocVQA) refers to the task of answering questions from document images. Existing work on DocVQA only considers single-page documents. However, in real scenarios documents are mostly composed of multiple pages that should be processed altogether. In this work we extend DocVQA to the multi-page scenario. For that, we first create a new dataset, MP-DocVQA, where questions are posed over multi-page documents instead of single pages. Second, we propose a new hierarchical method, Hi-VT5, based on the T5 architecture, that overcomes the limitations of current methods to process long multi-page documents. The proposed method is based on a hierarchical transformer architecture where the encoder summarizes the most relevant information of every page and then, the decoder takes this summarized information to generate the final answer. Through extensive experimentation, we demonstrate that our method is able, in a single stage, to answer the questions and provide the page that contains the relevant information to find the answer, which can be used as a kind of explainability measure.
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Souhail Bakkali, Zuheng Ming, Mickael Coustaty, Marçal Rusiñol and Oriol Ramos Terrades. 2023. VLCDoC: Vision-Language Contrastive Pre-Training Model for Cross-Modal Document Classification. PR, 139, 109419.
Abstract: Multimodal learning from document data has achieved great success lately as it allows to pre-train semantically meaningful features as a prior into a learnable downstream approach. In this paper, we approach the document classification problem by learning cross-modal representations through language and vision cues, considering intra- and inter-modality relationships. Instead of merging features from different modalities into a common representation space, the proposed method exploits high-level interactions and learns relevant semantic information from effective attention flows within and across modalities. The proposed learning objective is devised between intra- and inter-modality alignment tasks, where the similarity distribution per task is computed by contracting positive sample pairs while simultaneously contrasting negative ones in the common feature representation space}. Extensive experiments on public document classification datasets demonstrate the effectiveness and the generalization capacity of our model on both low-scale and large-scale datasets.
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Ruben Tito, Dimosthenis Karatzas and Ernest Valveny. 2023. Hierarchical multimodal transformers for Multipage DocVQA. PR, 144(109834).
Abstract: Existing work on DocVQA only considers single-page documents. However, in real applications documents are mostly composed of multiple pages that should be processed altogether. In this work, we propose a new multimodal hierarchical method Hi-VT5, that overcomes the limitations of current methods to process long multipage documents. In contrast to previous hierarchical methods that focus on different semantic granularity (He et al., 2021) or different subtasks (Zhou et al., 2022) used in image classification. Our method is a hierarchical transformer architecture where the encoder learns to summarize the most relevant information of every page and then, the decoder uses this summarized representation to generate the final answer, following a bottom-up approach. Moreover, due to the lack of multipage DocVQA datasets, we also introduce MP-DocVQA, an extension of SP-DocVQA where questions are posed over multipage documents instead of single pages. Through extensive experimentation, we demonstrate that Hi-VT5 is able, in a single stage, to answer the questions and provide the page that contains the answer, which can be used as a kind of explainability measure.
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Mohamed Ali Souibgui, Pau Torras, Jialuo Chen and Alicia Fornes. 2023. An Evaluation of Handwritten Text Recognition Methods for Historical Ciphered Manuscripts. 7th International Workshop on Historical Document Imaging and Processing.7–12.
Abstract: This paper investigates the effectiveness of different deep learning HTR families, including LSTM, Seq2Seq, and transformer-based approaches with self-supervised pretraining, in recognizing ciphered manuscripts from different historical periods and cultures. The goal is to identify the most suitable method or training techniques for recognizing ciphered manuscripts and to provide insights into the challenges and opportunities in this field of research. We evaluate the performance of these models on several datasets of ciphered manuscripts and discuss their results. This study contributes to the development of more accurate and efficient methods for recognizing historical manuscripts for the preservation and dissemination of our cultural heritage.
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Marwa Dhiaf and 6 others. 2023. CSSL-MHTR: Continual Self-Supervised Learning for Scalable Multi-script Handwritten Text Recognition.
Abstract: Self-supervised learning has recently emerged as a strong alternative in document analysis. These approaches are now capable of learning high-quality image representations and overcoming the limitations of supervised methods, which require a large amount of labeled data. However, these methods are unable to capture new knowledge in an incremental fashion, where data is presented to the model sequentially, which is closer to the realistic scenario. In this paper, we explore the potential of continual self-supervised learning to alleviate the catastrophic forgetting problem in handwritten text recognition, as an example of sequence recognition. Our method consists in adding intermediate layers called adapters for each task, and efficiently distilling knowledge from the previous model while learning the current task. Our proposed framework is efficient in both computation and memory complexity. To demonstrate its effectiveness, we evaluate our method by transferring the learned model to diverse text recognition downstream tasks, including Latin and non-Latin scripts. As far as we know, this is the first application of continual self-supervised learning for handwritten text recognition. We attain state-of-the-art performance on English, Italian and Russian scripts, whilst adding only a few parameters per task. The code and trained models will be publicly available.
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Mickael Coustaty and Alicia Fornes. 2023. Document Analysis and Recognition – ICDAR 2023 Workshops. (LNCS.)
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Khanh Nguyen, Ali Furkan Biten, Andres Mafla, Lluis Gomez and Dimosthenis Karatzas. 2023. Show, Interpret and Tell: Entity-Aware Contextualised Image Captioning in Wikipedia. Proceedings of the 37th AAAI Conference on Artificial Intelligence.1940–1948.
Abstract: Humans exploit prior knowledge to describe images, and are able to adapt their explanation to specific contextual information given, even to the extent of inventing plausible explanations when contextual information and images do not match. In this work, we propose the novel task of captioning Wikipedia images by integrating contextual knowledge. Specifically, we produce models that jointly reason over Wikipedia articles, Wikimedia images and their associated descriptions to produce contextualized captions. The same Wikimedia image can be used to illustrate different articles, and the produced caption needs to be adapted to the specific context allowing us to explore the limits of the model to adjust captions to different contextual information. Dealing with out-of-dictionary words and Named Entities is a challenging task in this domain. To address this, we propose a pre-training objective, Masked Named Entity Modeling (MNEM), and show that this pretext task results to significantly improved models. Furthermore, we verify that a model pre-trained in Wikipedia generalizes well to News Captioning datasets. We further define two different test splits according to the difficulty of the captioning task. We offer insights on the role and the importance of each modality and highlight the limitations of our model.
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Ayan Banerjee, Sanket Biswas, Josep Llados and Umapada Pal. 2023. SwinDocSegmenter: An End-to-End Unified Domain Adaptive Transformer for Document Instance Segmentation. 17th International Conference on Document Analysis and Recognition.307–325. (LNCS.)
Abstract: Instance-level segmentation of documents consists in assigning a class-aware and instance-aware label to each pixel of the image. It is a key step in document parsing for their understanding. In this paper, we present a unified transformer encoder-decoder architecture for en-to-end instance segmentation of complex layouts in document images. The method adapts a contrastive training with a mixed query selection for anchor initialization in the decoder. Later on, it performs a dot product between the obtained query embeddings and the pixel embedding map (coming from the encoder) for semantic reasoning. Extensive experimentation on competitive benchmarks like PubLayNet, PRIMA, Historical Japanese (HJ), and TableBank demonstrate that our model with SwinL backbone achieves better segmentation performance than the existing state-of-the-art approaches with the average precision of 93.72, 54.39, 84.65 and 98.04 respectively under one billion parameters. The code is made publicly available at: github.com/ayanban011/SwinDocSegmenter .
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Wenwen Yu and 26 others. 2023. ICDAR 2023 Competition on Structured Text Extraction from Visually-Rich Document Images. 17th International Conference on Document Analysis and Recognition.536–552. (LNCS.)
Abstract: Structured text extraction is one of the most valuable and challenging application directions in the field of Document AI. However, the scenarios of past benchmarks are limited, and the corresponding evaluation protocols usually focus on the submodules of the structured text extraction scheme. In order to eliminate these problems, we organized the ICDAR 2023 competition on Structured text extraction from Visually-Rich Document images (SVRD). We set up two tracks for SVRD including Track 1: HUST-CELL and Track 2: Baidu-FEST, where HUST-CELL aims to evaluate the end-to-end performance of Complex Entity Linking and Labeling, and Baidu-FEST focuses on evaluating the performance and generalization of Zero-shot/Few-shot Structured Text extraction from an end-to-end perspective. Compared to the current document benchmarks, our two tracks of competition benchmark enriches the scenarios greatly and contains more than 50 types of visually-rich document images (mainly from the actual enterprise applications). The competition opened on 30th December, 2022 and closed on 24th March, 2023. There are 35 participants and 91 valid submissions received for Track 1, and 15 participants and 26 valid submissions received for Track 2. In this report we will presents the motivation, competition datasets, task definition, evaluation protocol, and submission summaries. According to the performance of the submissions, we believe there is still a large gap on the expected information extraction performance for complex and zero-shot scenarios. It is hoped that this competition will attract many researchers in the field of CV and NLP, and bring some new thoughts to the field of Document AI.
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