Abstract: This four-volume set of LNCS 12821, LNCS 12822, LNCS 12823 and LNCS 12824, constitutes the refereed proceedings of the 16th International Conference on Document Analysis and Recognition, ICDAR 2021, held in Lausanne, Switzerland in September 2021. The 182 full papers were carefully reviewed and selected from 340 submissions, and are presented with 13 competition reports.
The papers are organized into the following topical sections: document analysis for literature search, document summarization and translation, multimedia document analysis, mobile text recognition, document analysis for social good, indexing and retrieval of documents, physical and logical layout analysis, recognition of tables and formulas, and natural language processing (NLP) for document understanding.

Abstract: From its early stages, the community of Pattern Recognition and Computer Vision has considered the importance of leveraging the structural information when understanding images. Usually, graphs have been proposed as a suitable model to represent this kind of information due to their flexibility and representational power able to codify both, the components, objects, or entities and their pairwise relationship. Even though graphs have been successfully applied to a huge variety of tasks, as a result of their symbolic and relational nature, graphs have always suffered from some limitations compared to statistical approaches. Indeed, some trivial mathematical operations do not have an equivalence in the graph domain. For instance, in the core of many pattern recognition applications, there is a need to compare two objects. This operation, which is trivial when considering feature vectors defined in \(\mathbb{R}^n\), is not properly defined for graphs.

In this thesis, we have investigated the importance of the structural information from two perspectives, the traditional graph-based methods and the new advances on Geometric Deep Learning. On the one hand, we explore the problem of defining a graph representation and how to deal with it on a large scale and noisy scenario. On the other hand, Graph Neural Networks are proposed to first redefine a Graph Edit Distance methodologies as a metric learning problem, and second, to apply them in a real use case scenario for the detection of repetitive patterns which define tables in invoice documents. As experimental framework, we have validated the different methodological contributions in the domain of Document Image Analysis and Recognition.

Abstract: This thesis presents several contributions to the literature of sketch based image retrieval (SBIR). In SBIR the first challenge we face is how to map two different domains to common space for effective retrieval of images, while tackling the different levels of abstraction people use to express their notion of objects around while sketching. To this extent we first propose a cross-modal learning framework that maps both sketches and text into a joint embedding space invariant to depictive style, while preserving semantics. Then we have also investigated different query types possible to encompass people's dilema in sketching certain world objects. For this we propose an approach for multi-modal image retrieval in multi-labelled images. A multi-modal deep network architecture is formulated to jointly model sketches and text as input query modalities into a common embedding space, which is then further aligned with the image feature space. This permits encoding the object-based features and its alignment with the query irrespective of the availability of the co-occurrence of different objects in the training set.
Finally, we explore the problem of zero-shot sketch-based image retrieval (ZS-SBIR), where human sketches are used as queries to conduct retrieval of photos from unseen categories. We importantly advance prior arts by proposing a novel ZS-SBIR scenario that represents a firm step forward in its practical application. The new setting uniquely recognises two important yet often neglected challenges of practical ZS-SBIR, (i) the large domain gap between amateur sketch and photo, and (ii) the necessity for moving towards large-scale retrieval. We first contribute to the community a novel ZS-SBIR dataset, QuickDraw-Extended. We also in this dissertation pave the path to the future direction of research in this domain.

Abstract: Sectors as fintech, legaltech or insurance process an inflow of millions of forms, invoices, id documents, claims or similar every day. Together with these, historical archives provide gigantic amounts of digitized documents containing useful information that needs to be stored in machine encoded text with a meaningful structure. This procedure, known as information extraction (IE) comprises the steps of localizing and recognizing text, identifying named entities contained in it and optionally finding relationships among its elements. In this work we explore multi-task neural models at image and graph level to solve all steps in a unified way. While doing so we find benefits and limitations of these end-to-end approaches in comparison with sequential separate methods. More specifically, we first propose a method to produce textual as well as semantic labels with a unified model from handwritten text line images. We do so with the use of a convolutional recurrent neural model trained with connectionist temporal classification to predict the textual as well as semantic information encoded in the images. Secondly, motivated by the success of this approach we investigate the unification of the localization and recognition tasks of handwritten text in full pages with an end-to-end model, observing benefits in doing so. Having two models that tackle information extraction subsequent task pairs in an end-to-end to end manner, we lastly contribute with a method to put them all together in a single neural network to solve the whole information extraction pipeline in a unified way. Doing so we observe some benefits and some limitations in the approach, suggesting that in certain cases it is beneficial to train specialized models that excel at a single challenging task of the information extraction process, as it can be the recognition of named entities or the extraction of relationships between them. For this reason we lastly study the use of the recently arrived graph neural network architectures for the semantic tasks of the information extraction process, which are recognition of named entities and relation extraction, achieving promising results on the relation extraction part.

Abstract: This four-volume set of LNCS 12821, LNCS 12822, LNCS 12823 and LNCS 12824, constitutes the refereed proceedings of the 16th International Conference on Document Analysis and Recognition, ICDAR 2021, held in Lausanne, Switzerland in September 2021. The 182 full papers were carefully reviewed and selected from 340 submissions, and are presented with 13 competition reports.
The papers are organized into the following topical sections: document analysis for literature search, document summarization and translation, multimedia document analysis, mobile text recognition, document analysis for social good, indexing and retrieval of documents, physical and logical layout analysis, recognition of tables and formulas, and natural language processing (NLP) for document understanding.