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Juan Ignacio Toledo. 2019. Information Extraction from Heterogeneous Handwritten Documents. (Ph.D. thesis, Ediciones Graficas Rey.)
Abstract: In this thesis we explore information Extraction from totally or partially handwritten documents. Basically we are dealing with two different application scenarios. The first scenario are modern highly structured documents like forms. In this kind of documents, the semantic information is encoded in different fields with a pre-defined location in the document, therefore, information extraction becomes roughly equivalent to transcription. The second application scenario are loosely structured totally handwritten documents, besides transcribing them, we need to assign a semantic label, from a set of known values to the handwritten words.
In both scenarios, transcription is an important part of the information extraction. For that reason in this thesis we present two methods based on Neural Networks, to transcribe handwritten text.In order to tackle the challenge of loosely structured documents, we have produced a benchmark, consisting of a dataset, a defined set of tasks and a metric, that was presented to the community as an international competition. Also, we propose different models based on Convolutional and Recurrent neural networks that are able to transcribe and assign different semantic labels to each handwritten words, that is, able to perform Information Extraction.
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Albert Berenguel. 2019. Analysis of background textures in banknotes and identity documents for counterfeit detection. (Ph.D. thesis, Ediciones Graficas Rey.)
Abstract: Counterfeiting and piracy are a form of theft that has been steadily growing in recent years. A counterfeit is an unauthorized reproduction of an authentic/genuine object. Banknotes and identity documents are two common objects of counterfeiting. The former is used by organized criminal groups to finance a variety of illegal activities or even to destabilize entire countries due the inflation effect. Generally, in order to run their illicit businesses, counterfeiters establish companies and bank accounts using fraudulent identity documents. The illegal activities generated by counterfeit banknotes and identity documents has a damaging effect on business, the economy and the general population. To fight against counterfeiters, governments and authorities around the globe cooperate and develop security features to protect their security documents. Many of the security features in identity documents can also be found in banknotes. In this dissertation we focus our efforts in detecting the counterfeit banknotes and identity documents by analyzing the security features at the background printing. Background areas on secure documents contain fine-line patterns and designs that are difficult to reproduce without the manufacturers cutting-edge printing equipment. Our objective is to find the loose of resolution between the genuine security document and the printed counterfeit version with a publicly available commercial printer. We first present the most complete survey to date in identity and banknote security features. The compared algorithms and systems are based on computer vision and machine learning. Then we advance to present the banknote and identity counterfeit dataset we have built and use along all this thesis. Afterwards, we evaluate and adapt algorithms in the literature for the security background texture analysis. We study this problem from the point of view of robustness, computational efficiency and applicability into a real and non-controlled industrial scenario, proposing key insights to use these algorithms. Next, within the industrial environment of this thesis, we build a complete service oriented architecture to detect counterfeit documents. The mobile application and the server framework intends to be used even by non-expert document examiners to spot counterfeits. Later, we re-frame the problem of background texture counterfeit detection as a full-reference game of spotting the differences, by alternating glimpses between a counterfeit and a genuine background using recurrent neural networks. Finally, we deal with the lack of counterfeit samples, studying different approaches based on anomaly detection.
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Josep Llados, Daniel Lopresti and Seiichi Uchida, eds. 2021. 16th International Conference, 2021, Proceedings, Part III. Springer Cham. (LNCS.)
Abstract: This four-volume set of LNCS 12821, LNCS 12822, LNCS 12823 and LNCS 12824, constitutes the refereed proceedings of the 16th International Conference on Document Analysis and Recognition, ICDAR 2021, held in Lausanne, Switzerland in September 2021. The 182 full papers were carefully reviewed and selected from 340 submissions, and are presented with 13 competition reports.
The papers are organized into the following topical sections: document analysis for literature search, document summarization and translation, multimedia document analysis, mobile text recognition, document analysis for social good, indexing and retrieval of documents, physical and logical layout analysis, recognition of tables and formulas, and natural language processing (NLP) for document understanding.
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Josep Llados, Daniel Lopresti and Seiichi Uchida, eds. 2021. 16th International Conference, 2021, Proceedings, Part IV. Springer Cham. (LNCS.)
Abstract: This four-volume set of LNCS 12821, LNCS 12822, LNCS 12823 and LNCS 12824, constitutes the refereed proceedings of the 16th International Conference on Document Analysis and Recognition, ICDAR 2021, held in Lausanne, Switzerland in September 2021. The 182 full papers were carefully reviewed and selected from 340 submissions, and are presented with 13 competition reports.
The papers are organized into the following topical sections: document analysis for literature search, document summarization and translation, multimedia document analysis, mobile text recognition, document analysis for social good, indexing and retrieval of documents, physical and logical layout analysis, recognition of tables and formulas, and natural language processing (NLP) for document understanding.
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Fernando Vilariño. 2019. 3D Scanning of Capitals at Library Living Lab.
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Pau Riba. 2020. Distilling Structure from Imagery: Graph-based Models for the Interpretation of Document Images. (Ph.D. thesis, Ediciones Graficas Rey.)
Abstract: From its early stages, the community of Pattern Recognition and Computer Vision has considered the importance of leveraging the structural information when understanding images. Usually, graphs have been proposed as a suitable model to represent this kind of information due to their flexibility and representational power able to codify both, the components, objects, or entities and their pairwise relationship. Even though graphs have been successfully applied to a huge variety of tasks, as a result of their symbolic and relational nature, graphs have always suffered from some limitations compared to statistical approaches. Indeed, some trivial mathematical operations do not have an equivalence in the graph domain. For instance, in the core of many pattern recognition applications, there is a need to compare two objects. This operation, which is trivial when considering feature vectors defined in \(\mathbb{R}^n\), is not properly defined for graphs.
In this thesis, we have investigated the importance of the structural information from two perspectives, the traditional graph-based methods and the new advances on Geometric Deep Learning. On the one hand, we explore the problem of defining a graph representation and how to deal with it on a large scale and noisy scenario. On the other hand, Graph Neural Networks are proposed to first redefine a Graph Edit Distance methodologies as a metric learning problem, and second, to apply them in a real use case scenario for the detection of repetitive patterns which define tables in invoice documents. As experimental framework, we have validated the different methodological contributions in the domain of Document Image Analysis and Recognition.
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Raul Gomez. 2020. Exploiting the Interplay between Visual and Textual Data for Scene Interpretation. (Ph.D. thesis, Ediciones Graficas Rey.)
Abstract: Machine learning experimentation under controlled scenarios and standard datasets is necessary to compare algorithms performance by evaluating all of them in the same setup. However, experimentation on how those algorithms perform on unconstrained data and applied tasks to solve real world problems is also a must to ascertain how that research can contribute to our society.
In this dissertation we experiment with the latest computer vision and natural language processing algorithms applying them to multimodal scene interpretation. Particularly, we research on how image and text understanding can be jointly exploited to address real world problems, focusing on learning from Social Media data.
We address several tasks that involve image and textual information, discuss their characteristics and offer our experimentation conclusions. First, we work on detection of scene text in images. Then, we work with Social Media posts, exploiting the captions associated to images as supervision to learn visual features, which we apply to multimodal semantic image retrieval. Subsequently, we work with geolocated Social Media images with associated tags, experimenting on how to use the tags as supervision, on location sensitive image retrieval and on exploiting location information for image tagging. Finally, we work on a specific classification problem of Social Media publications consisting on an image and a text: Multimodal hate speech classification.
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Sounak Dey. 2020. Mapping between Images and Conceptual Spaces: Sketch-based Image Retrieval. (Ph.D. thesis, Ediciones Graficas Rey.)
Abstract: This thesis presents several contributions to the literature of sketch based image retrieval (SBIR). In SBIR the first challenge we face is how to map two different domains to common space for effective retrieval of images, while tackling the different levels of abstraction people use to express their notion of objects around while sketching. To this extent we first propose a cross-modal learning framework that maps both sketches and text into a joint embedding space invariant to depictive style, while preserving semantics. Then we have also investigated different query types possible to encompass people's dilema in sketching certain world objects. For this we propose an approach for multi-modal image retrieval in multi-labelled images. A multi-modal deep network architecture is formulated to jointly model sketches and text as input query modalities into a common embedding space, which is then further aligned with the image feature space. This permits encoding the object-based features and its alignment with the query irrespective of the availability of the co-occurrence of different objects in the training set.
Finally, we explore the problem of zero-shot sketch-based image retrieval (ZS-SBIR), where human sketches are used as queries to conduct retrieval of photos from unseen categories. We importantly advance prior arts by proposing a novel ZS-SBIR scenario that represents a firm step forward in its practical application. The new setting uniquely recognises two important yet often neglected challenges of practical ZS-SBIR, (i) the large domain gap between amateur sketch and photo, and (ii) the necessity for moving towards large-scale retrieval. We first contribute to the community a novel ZS-SBIR dataset, QuickDraw-Extended. We also in this dissertation pave the path to the future direction of research in this domain.
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Lei Kang. 2020. Robust Handwritten Text Recognition in Scarce Labeling Scenarios: Disentanglement, Adaptation and Generation. (Ph.D. thesis, Ediciones Graficas Rey.)
Abstract: Handwritten documents are not only preserved in historical archives but also widely used in administrative documents such as cheques and claims. With the rise of the deep learning era, many state-of-the-art approaches have achieved good performance on specific datasets for Handwritten Text Recognition (HTR). However, it is still challenging to solve real use cases because of the varied handwriting styles across different writers and the limited labeled data. Thus, both explorin a more robust handwriting recognition architectures and proposing methods to diminish the gap between the source and target data in an unsupervised way are
demanded.
In this thesis, firstly, we explore novel architectures for HTR, from Sequence-to-Sequence (Seq2Seq) method with attention mechanism to non-recurrent Transformer-based method. Secondly, we focus on diminishing the performance gap between source and target data in an unsupervised way. Finally, we propose a group of generative methods for handwritten text images, which could be utilized to increase the training set to obtain a more robust recognizer. In addition, by simply modifying the generative method and joining it with a recognizer, we end up with an effective disentanglement method to distill textual content from handwriting styles so as to achieve a generalized recognition performance.
We outperform state-of-the-art HTR performances in the experimental results among different scientific and industrial datasets, which prove the effectiveness of the proposed methods. To the best of our knowledge, the non-recurrent recognizer and the disentanglement method are the first contributions in the handwriting recognition field. Furthermore, we have outlined the potential research lines, which would be interesting to explore in the future.
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Manuel Carbonell. 2020. Neural Information Extraction from Semi-structured Documents A. (Ph.D. thesis, Ediciones Graficas Rey.)
Abstract: Sectors as fintech, legaltech or insurance process an inflow of millions of forms, invoices, id documents, claims or similar every day. Together with these, historical archives provide gigantic amounts of digitized documents containing useful information that needs to be stored in machine encoded text with a meaningful structure. This procedure, known as information extraction (IE) comprises the steps of localizing and recognizing text, identifying named entities contained in it and optionally finding relationships among its elements. In this work we explore multi-task neural models at image and graph level to solve all steps in a unified way. While doing so we find benefits and limitations of these end-to-end approaches in comparison with sequential separate methods. More specifically, we first propose a method to produce textual as well as semantic labels with a unified model from handwritten text line images. We do so with the use of a convolutional recurrent neural model trained with connectionist temporal classification to predict the textual as well as semantic information encoded in the images. Secondly, motivated by the success of this approach we investigate the unification of the localization and recognition tasks of handwritten text in full pages with an end-to-end model, observing benefits in doing so. Having two models that tackle information extraction subsequent task pairs in an end-to-end to end manner, we lastly contribute with a method to put them all together in a single neural network to solve the whole information extraction pipeline in a unified way. Doing so we observe some benefits and some limitations in the approach, suggesting that in certain cases it is beneficial to train specialized models that excel at a single challenging task of the information extraction process, as it can be the recognition of named entities or the extraction of relationships between them. For this reason we lastly study the use of the recently arrived graph neural network architectures for the semantic tasks of the information extraction process, which are recognition of named entities and relation extraction, achieving promising results on the relation extraction part.
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